When Not to Trust Language Models: Investigating Effectiveness of Parametric and Non-Parametric Memories

华盛顿大学，ACL 2023，代码。

Despite their impressive performance on diverse tasks, large language models (LMs) still struggle with tasks requiring rich world knowledge, implying the difficulty of encoding a wealth of world knowledge in their parameters. This paper aims to understand LMs’ strengths and limitations in memorizing factual knowledge, by conducting large-scale knowledge probing experiments on two open-domain entity-centric QA datasets: PopQA, our new dataset with 14k questions about long-tail entities, and EntityQuestions, a widely used open-domain QA dataset. We find that LMs struggle with less popular factual knowledge, and that retrieval augmentation helps significantly in these cases. Scaling, on the other hand, mainly improves memorization of popular knowledge, and fails to appreciably improve memorization of factual knowledge in the long tail. Based on those findings, we devise a new method for retrieval augmentation that improves performance and reduces inference costs by only retrieving non-parametric memories when necessary.

Trustworthy LLMs: a Survey and Guideline for Evaluating Large Language Models' Alignment

2023-08 字节的关于可信LLM的survey。

Ensuring alignment, which refers to making models behave in accordance with human intentions [1, 2], has become a critical task before deploying large language models (LLMs) in real-world applications. For instance, OpenAI devoted six months to iteratively aligning GPT-4 before its release [3]. However, a major challenge faced by practitioners is the lack of clear guidance on evaluating whether LLM outputs align with social norms, values, and regulations. This obstacle hinders systematic iteration and deployment of LLMs. To address this issue, this paper presents a comprehensive survey of key dimensions that are crucial to consider when assessing LLM trustworthiness. The survey covers seven major categories of LLM trustworthiness: reliability, safety, fairness, resistance to misuse, explainability and reasoning, adherence to social norms, and robustness. Each major category is further divided into several sub-categories, resulting in a total of 29 sub-categories. Additionally, a subset of 8 sub-categories is selected for further investigation, where corresponding measurement studies are designed and conducted on several widely-used LLMs. The measurement results indicate that, in general, more aligned models tend to perform better in terms of overall trustworthiness. However, the effectiveness of alignment varies across the different trustworthiness categories considered. This highlights the importance of conducting more fine-grained analyses, testing, and making continuous improvements on LLM alignment. By shedding light on these key dimensions of LLM trustworthiness, this paper aims to provide valuable insights and guidance to practitioners in the field. Understanding and addressing these concerns will be crucial in achieving reliable and ethically sound deployment of LLMs in various applications.

Good Examples Make A Faster Learner Simple Demonstration-based Learning for Low-resource NER

南加州大学，ACL 2022，代码。

Recent advances in prompt-based learning have shown strong results on few-shot text classification by using cloze-style templates. Similar attempts have been made on named entity recognition (NER) which manually design templates to predict entity types for every text span in a sentence. However, such methods may suffer from error propagation induced by entity span detection, high cost due to enumeration of all possible text spans, and omission of inter-dependencies among token labels in a sentence. Here we present a simple demonstration-based learning method for NER, which lets the input be prefaced by task demonstrations for in-context learning. We perform a systematic study on demonstration strategy regarding what to include (entity examples, with or without surrounding context), how to select the examples, and what templates to use. Results on in-domain learning and domain adaptation show that the model’s performance in low-resource settings can be largely improved with a suitable demonstration strategy (e.g., 4-17% improvement on 25 train instances). We also find that good demonstration can save many labeled examples and consistency in demonstration contributes to better performance.

作者试了几种为NER任务设计的demonstrations检索和对应的模板构造方法，只不过是在bert-base上进行的实验。

Learning In-context Learning for Named Entity Recognition

ACL 2023，中科院，代码。

Named entity recognition in real-world applications suffers from the diversity of entity types, the emergence of new entity types, and the lack of high-quality annotations. To address the above problems, this paper proposes an in-context learning-based NER approach, which can effectively inject in-context NER ability into PLMs and recognize entities of novel types on-the-fly using only a few demonstrative instances. Specifically, we model PLMs as a meta-function λ instruction, demonstrations, text .M 1 , and a new entity extractor can be implicitly constructed by applying new instruction and demonstrations to PLMs, i.e., (λ.M)(instruction, demonstrations) → F where F will be a new entity extractor, i.e., F: text → entities. To inject the above in-context NER ability into PLMs, we propose a meta-function pre-training algorithm, which pre-trains PLMs by comparing the (instruction, demonstration)-initialized extractor with a surrogate golden extractor. Experimental results on 4 few-shot NER datasets show that our method can effectively inject in-context NER ability into PLMs and significantly outperforms the PLMs+fine-tuning counterparts.

作者提出了一种让小参数量的预训练语言模型学会针对NER任务的in-context learning的方法。

instruction-tuning相关论文

SELF-INSTRUCT: Aligning Language Models with Self-Generated Instructions

使用LLM自动从已有的task instructions生成一系列新的task instructions进行instruction

-tuning。ACL 2023，华盛顿大学，代码。

Large “instruction-tuned” language models (i.e., finetuned to respond to instructions) have demonstrated a remarkable ability to generalize zero-shot to new tasks. Nevertheless, they depend heavily on human-written instruction data that is often limited in quantity, diversity, and creativity, therefore hindering the generality of the tuned model. We introduce SELF-INSTRUCT, a framework for improving the instruction-following capabilities of pretrained language models by bootstrapping off their own generations. Our pipeline generates instructions, input, and output samples from a language model, then filters invalid or similar ones before using them to finetune the original model. Applying our method to the vanilla GPT3, we demonstrate a 33% absolute improvement over the original model on SUPER-NATURALINSTRUCTIONS, on par with the performance of InstructGPT 001, which was trained with private user data and human annotations. For further evaluation, we curate a set of expert-written instructions for novel tasks, and show through human evaluation that tuning GPT3 with SELF-INSTRUCT outperforms using existing public instruction datasets by a large margin, leaving only a 5% absolute gap behind InstructGPT 001 . SELF-INSTRUCT provides an almost annotation-free method for aligning pretrained language models with instructions, and we release our large synthetic dataset to facilitate future studies on instruction tuning.

LLM in-context learning

LLM上下文学习，相关论文合集1。

A Survey on In-context Learning

arXiv 2023.05，北大。ICL首个survey。

With the increasing ability of large language models (LLMs), in-context learning (ICL) has become a new paradigm for natural language processing (NLP), where LLMs make predictions only based on contexts augmented with a few examples. It has been a new trend to explore ICL to evaluate and extrapolate the ability of LLMs. In this paper, we aim to survey and summarize the progress and challenges of ICL. We first present a formal definition of ICL and clarify its correlation to related studies. Then, we organize and discuss advanced techniques, including training strategies, demonstration designing strategies, as well as related analysis. Finally, we discuss the challenges of ICL and provide potential directions for further research. We hope that our work can encourage more research on uncovering how ICL works and improving ICL.

LLM的PEFT方法

参数高效微调PEFT(Parameter-Efficient Fine Tuning)方法调研。

Reasoning with Language Model Prompting: A Survey

浙大zjunlp，paper仓库。回顾并总结了使用LLM进行推理的各种现有方法。

Reasoning, as an essential ability for complex problem-solving, can provide back-end support for various real-world applications, such as medical diagnosis, negotiation, etc. This paper provides a comprehensive survey of cutting-edge research on reasoning with language model prompting. We introduce research works with comparisons and summaries and provide systematic resources to help beginners. We also discuss the potential reasons for emerging such reasoning abilities and highlight future research directions.